As of 9 October 2026, of 15 major ETFs read through their own SEC holdings reports, XLI, SPY, XLF and XLRE carry no warning signs; XLE, XLV, XLY and XLP carry the most, 3 signs each.
| Ticker | Fund | Boat | In companies with warning filings | Top 10 | Checked |
|---|---|---|---|---|---|
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | New ship | 1.2% | 41.4% | 98% |
| SPY | State Street(R) SPDR(R) S&P 500(R) ETF Trust | New ship | 2.1% | 36.4% | 75% |
| XLF | State Street(R) Financial Select Sector SPDR(R) ETF | New ship | 2.3% | 57.6% | 96% |
| XLRE | State Street(R) Real Estate Select Sector SPDR(R) ETF | New ship | 4.4% | 59.1% | 94% |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | Sound ship: 59.7% slow and jumpy | 0.7% | 57.5% | 100% |
| IWM | iShares Russell 2000 ETF | Sound ship: revenue ranges average ±24.4% | 2.7% | 3.4% | 23% |
| XLC | State Street(R) Communication Services Select Sector SPDR(R) ETF | Sound ship: the 10 largest holdings are 76.1% of the fund | 4.1% | 76.1% | 95% |
| DIA | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | Sound ship: 6.1% of the fund in companies with warning filings | 6.1% | 55.3% | 100% |
| QQQ | Invesco QQQ Trust, Series 1 | Sound ship: 7.1% of the fund in companies with warning filings | 7.1% | 45.0% | 98% |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | Weathered boat: 8.3% of the fund in companies with warning filings; the 10 largest holdings are 64.5% of the fund | 8.3% | 64.5% | 100% |
| XLB | State Street(R) Materials Select Sector SPDR(R) ETF | Weathered boat: 20.5% of the fund in companies with warning filings; 37.4% slow and jumpy | 20.5% | 58.4% | 93% |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | Old boat: 81.4% slow and jumpy; the 10 largest holdings are 75.5% of the fund; revenue ranges average ±25.5% | 0.0% | 75.5% | 77% |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | Old boat: 6.3% of the fund in companies with warning filings; 12.2% in companies whose liabilities exceed assets; the 10 largest holdings are 61.5% of the fund | 6.3% | 61.5% | 98% |
| XLY | State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF | Old boat: 7.5% of the fund in companies with warning filings; 20.9% in companies whose liabilities exceed assets; the 10 largest holdings are 69.2% of the fund | 7.5% | 69.2% | 97% |
| XLP | State Street(R) Consumer Staples Select Sector SPDR(R) ETF | Old boat: 10.8% of the fund in companies with warning filings; 11.5% in companies whose liabilities exceed assets; the 10 largest holdings are 62.4% of the fund | 10.8% | 62.4% | 100% |
Holdings from each fund’s latest Form N-PORT, each stock matched to its SEC filer, warning filings from the last 12 months. Boat: the number of warning signs (warning filings ≥ 5% of the fund; liabilities over assets ≥ 10%; slow and jumpy ≥ 30%; top 10 ≥ 60%; revenue ranges ≥ ±20%). Holdings are public about 60 days after each quarter. JSON
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